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[Expired] Compliance Manager - Life Insurance, Insurance

RGF HR Agent Singapore Pte Ltd
Posted On :11 Sep 2013


Job Summary

  • Salary:   Undisclosed
  • Work Type: Permanent / Full Time
  • Min. Education Level: Diploma
  • Field of Study: Not Applicable
  • Years of Experience: 5
  • Skills: Legal / Secretarial Services

Job Descriptions

Job Title:Compliance Manager - Life Insurance
Job Number:JO-1308-74926
Industry:Financial Services/Insurance
Job Category/Function:Legal & Compliance/Compliance

Our Client is a leader within the Life Insurance industry in Singapore. Due to an expansion of their business, they are now looking for a compliance manager to focus on supervising their agency force.



- Identify key market conduct compliance risk and propose mitigation actions

- Advise business units on rules and controls.

- Prepare management report on review findings and measure the effectiveness of controls.

- Support market conduct supervision activities to minimise market conduct risks.

- Conduct regular quality assessment of the sales advisory practices

- Reviewing the Fact Find Form and conducting Post Sales Survey

- Conduct quality assessment of agency management practices

- Conducting onsite agency inspection and reviewing T&C documentations

- Conduct compliance training and perform other compliance related functions.



- Minimum 2-3 years of experience within the Insurance industry in Singapore in a compliance role

- Sound knowledge of MAS and FAA rules and regulations

- Possess CFP, ChFC, CMFAS Modules 5, 8, 8A, 9, 9A, HI

- Team player with good communication and interpersonal skills

- Able to work independently, analytical and meticulous

Apply now to find out more!

About This Company

RGF HR Agent Singapore Pte Ltd ( RGF HR Agent is founded by Recruit Inc. – leading recruitment company in Japan and the 4th largest recruiting and information services business with annual revenues of approximately USD 10 billion. We have multinational recruitment consultants operating in 19 offices in Japan, China, Hong Kong and Singapore, enabling us to provide Asia wide recruitment needs for clients.

EA License: 10C2978

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