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[Expired] Deputy Head, Legal & Compliance

Posted On :2 Sep 2013


Job Summary

  • Salary:   Undisclosed
  • Work Type: Permanent / Full Time
  • Min. Education Level: Degree
  • Field of Study: Law, Finance
  • Years of Experience: 10
  • Skills: Qualified Lawyer, Analytical and problem solving skills

Job Descriptions

  • Blue chip capital market intermediary
  • Regional role

About Our Client

Our Client is a highly regarded capital market intermediary with a strong track record of success. With succession planning in mind, they have created a Deputy Head role within the Legal & Compliance team.

Job Description

Focusing on the Asia Pacific region, you will be responsible for all legal and regulatory matters while keeping a view on business objectives. Key responsibilities would include, ensuring compliance with financial rules and regulations in Singapore as well as maintaining oversight of compliance functions in the Asia Pacific region; implementing sensible changes to the Compliance program to meet new regulatory requirements and/ or legislation, to ensure a continued emphasis on maintaining a strong corporate governance culture; maintaining good and transparent relations with key regulators; and providing sound legal advice and solutions.

The Successful Applicant

You are a Qualified Lawyer with 10 years of relevant experience gained in a reputable financial institution and/ or law firm. A highly dynamic, articulate and proactive individual, you possess a problem solving mindset with a demonstrated track record of building effective working relationships and credibility. Given the inclusion of Greater China in the portfolio, proficiency in Mandarin would be desirable. Prior exposure gained in a CMS license holder will be advantageous.

What's On Offer

This is a fantastic opportunity to be exposed to multi-asset classes and in a regional capacity. In addition, you can look forward to an organisation with a diverse working environment and a family friendly culture.

Apply for this Job

Apply online using the apply button below or for more information phone Lay-Hoon Ng on +65 6533 2777 quoting job reference H1875700

About This Company