- Salary: Undisclosed
- Work Type: Permanent / Full Time
- Min. Education Level: Diploma
- Field of Study: Not Applicable
- Years of Experience: 3
- Skills: Accounting / Finance
Industry:Financial Services/Brokerage/Global Markets
Job Category/Function:Financial Services/Banking & Finance - Risk Management
A trusted and well known company within the financial futures industry.
Conduct regular compliance monitoring and review to ensure staff’s compliance with the relevant laws, regulations, exchange rules and the Company’s internal policies and procedures.
Perform reviews where necessary on the Company’s various internal systems and controls, including participation in the review of new systems and procedures before implementation, and make the necessary recommendations to enhance internal controls. and Liaise with the various business units and provide advice on various regulatory and compliance related matters
Liaise with MAS and SGX on matters relating to compliance with rules and regulations.
Liaise with the auditors (e.g. statutory auditors, MAS, SGX) on audit findings.
Maintain the Company’s regulatory compliance framework and updating and advising the management and staff on the latest rules and regulations impacting the business
Training of new and existing staff on Compliance and Regulatory matters
Review and update matters relating to AML/CFT
Handle and investigate into any customer complaints.
Other ad hoc duties or projects
Degree in Banking, Accountancy, Economics or Law
Candidates with at least 2 to 4 years compliance and external/internal audit experience from financial industry preferred
Prior experience in the futures trading industry would be advantageous
Strong team player, enthusiastic and fast learner
Positive working attitude
Excellent communication and interpersonal skills
Able to work under pressure